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Securities and Investment advisory services offered through Royal Alliance Associates, Inc.(RAA), member FINRA/SIPC. John Quigley offers additional Advisory Services through Financial Dimensions Group Inc. RAA is separately owned and other entities and/or marketing names, products or services referenced here are Independent of RAA. Royal Alliance Associates, Inc. does not provide tax or legal advice.
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IMPORTANT CONSUMER INFORMATION
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
